ASX:CXO - Ceasing to be a substantial holder

Ceasing to be a substantial holder

Released 21 Feb 2024 - 8:04 AM

Announcement PDF 605 Page 1 of 3 Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder To Company Name/Scheme Core Lithium Ltd ACN/ARSN/ABN 80 146 287 809 1. Details of substantial holder (1) Name JPMorgan Chase & Co. and its affiliates ACN/ARSN (if applicable) NA The holder ceased to be a substantial holder on 16/02/2024 The previous notice was given to the company on 22/12/2023 The previous notice was dated 20/12/2023 2. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Date of change Person whose relevant interest changed Consideration given in relation to change (5) Nature of change (4) J.P. MORGAN SECURITIES LLC Holder of securities subject to an obligation to return under a securities lending agreement J.P. MORGAN SECURITIES PLC Holder of securities subject to an obligation to return under a securities lending agreement J.P. MORGAN SECURITIES PLC Purchase and sales of securities in its capacity as Principal/Proprietary See Appendix J.P. MORGAN SECURITIES AUSTRALIA LIMITED Holder of securities subject to an obligation to return under a securities lending agreement See Appendix J.P. MORGAN SECURITIES AUSTRALIA LIMITED Purchase and sales of securities in its capacity as Principal/Proprietary JPMORGAN CHASE BANK, N.A. Securities on Loan as Agent Lender See Appendix See Appendix See Appendix See Appendix Class (6) and number of securities affected Person's votes affected See Appendix 964,312 (Ordinary) 964,312 (Ordinary) See Appendix 295,108 (Ordinary) 295,108 (Ordinary) See Appendix 36,383 (Ordinary) 36,383 (Ordinary) See Appendix 1,500,000 (Ordinary) 1,500,000 (Ordinary) See Appendix 1,750,808 (Ordinary) 1,750,808 (Ordinary) See Appendix 1,824,437 (Ordinary) 1,824,437 (Ordinary) 3. Changes in association The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows: Name and ACN/ARSN (if applicable) Nature of association J.P. MORGAN SECURITIES AUSTRALIA LIMITED Subsidiary of JPMorgan Chase & Co. JPMORGAN CHASE BANK, N.A. Subsidiary of JPMorgan Chase & Co. J.P. MORGAN SECURITIES PLC Subsidiary of JPMorgan Chase & Co. J.P. MORGAN SECURITIES LLC Subsidiary of JPMorgan Chase & Co. 605 Page 2 of 3 4. Addresses The addresses of persons named in this form are as follows: Name Address JPMorgan Chase & Co. 383 Madison Avenue, New York, New York, NY, 10179, United States J.P. MORGAN SECURITIES AUSTRALIA LIMITED LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NSW 2000, Australia JPMORGAN CHASE BANK, N.A. 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States J.P. MORGAN SECURITIES PLC 25 Bank Street, Canary Wharf, London, E14 5JP, England J.P. MORGAN SECURITIES LLC 383 Madison Ave., New York, New York, NY, 10179, United States Signature print name sign here Lokesh Kumar capacity date Compliance Officer 20/02/2024 605 Page 3 of 3 DIRECTIONS (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form. (2) S ee the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. (3) S ee the definition of "associate" in section 9 of the Corporations Act 2001. (4) Include details of: (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. (5) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, a become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional n the happening or not of a contingency. o Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid a directly to the person from whom the relevant interest was acquired. (6) T he voting shares of a company constitute one class unless divided into separate classes. (7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. TRADES FOR RELEVANT PERIOD Transaction Date Balance at start of relevant period 21-Dec-23 21-Dec-23 21-Dec-23 21-Dec-23 21-Dec-23 21-Dec-23 21-Dec-23 21-Dec-23 21-Dec-23 21-Dec-23 21-Dec-23 21-Dec-23 22-Dec-23 22-Dec-23 22-Dec-23 22-Dec-23 22-Dec-23 22-Dec-23 22-Dec-23 22-Dec-23 22-Dec-23 27-Dec-23 27-Dec-23 27-Dec-23 27-Dec-23 27-Dec-23 27-Dec-23 27-Dec-23 27-Dec-23 28-Dec-23 28-Dec-23 28-Dec-23 28-Dec-23 28-Dec-23 28-Dec-23 28-Dec-23 28-Dec-23 28-Dec-23 28-Dec-23 28-Dec-23 28-Dec-23 28-Dec-23 28-Dec-23 28-Dec-23 29-Dec-23 29-Dec-23 29-Dec-23 29-Dec-23 29-Dec-23 29-Dec-23 29-Dec-23 2-Jan-24 2-Jan-24 2-Jan-24 2-Jan-24 2-Jan-24 2-Jan-24 2-Jan-24 2-Jan-24 2-Jan-24 3-Jan-24 3-Jan-24 3-Jan-24 3-Jan-24 3-Jan-24 3-Jan-24 3-Jan-24 3-Jan-24 3-Jan-24 3-Jan-24 3-Jan-24 4-Jan-24 4-Jan-24 4-Jan-24 4-Jan-24 4-Jan-24 4-Jan-24 4-Jan-24 4-Jan-24 4-Jan-24 4-Jan-24 4-Jan-24 4-Jan-24 5-Jan-24 5-Jan-24 5-Jan-24 5-Jan-24 5-Jan-24 5-Jan-24 5-Jan-24 5-Jan-24 5-Jan-24 8-Jan-24 8-Jan-24 8-Jan-24 8-Jan-24 8-Jan-24 8-Jan-24 9-Jan-24 9-Jan-24 9-Jan-24 9-Jan-24 9-Jan-24 9-Jan-24 9-Jan-24 10-Jan-24 10-Jan-24 10-Jan-24 10-Jan-24 10-Jan-24 10-Jan-24 10-Jan-24 10-Jan-24 10-Jan-24 10-Jan-24 10-Jan-24 11-Jan-24 11-Jan-24 11-Jan-24 11-Jan-24 11-Jan-24 11-Jan-24 11-Jan-24 11-Jan-24 11-Jan-24 Appendix Entity Product Type Type of Transaction J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES PLC JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Borrow Return Sell Buy Buy Sell Buy Sell Buy Buy Borrow Return Borrow Return Borrow Return Buy Sell Sell Buy Borrow Borrow Borrow Borrow Borrow Sell Sell Buy Buy Buy Sell Buy Borrow Buy Buy Buy Sell Sell Buy Buy Sell Sell Sell Buy Buy Borrow Return Borrow Borrow Sell Sell Buy Buy Sell Buy Sell Borrow Return Buy Buy Buy Sell Buy Buy Buy Sell Buy Sell Buy Sell Sell Sell Sell Sell Sell Sell Sell Borrow Return Borrow Buy Buy Buy Buy Buy Sell Sell Buy Sell Borrow Buy Sell Sell Sell Sell Sell Buy Buy Sell Buy Sell Sell Sell Buy Borrow Borrow Return Sell Buy Sell Sell Buy Buy Borrow Return Borrow Borrow Buy Sell Buy Buy Borrow Borrow Borrow Borrow Buy Buy Sell Buy Buy Buy Sell Sell Sell Quantity 109,599,951 (500,000) (28,987) 3,519,034 1,660 (1,270) 17,945 (17,945) 50,538 9,204 (1,000,000) (56,485) (500,000) 437,736 (400,000) (511,204) 40,883 1,000,000 431,000 56,485 943,515 1,000,000 (6,420,461) (6,825) 31,180 4,700 8,969 (71,762) 2,539 268,000 218,114 182 224,062 (182,917) (692) 4,485 8,971 (40,945) (84) (86,347) 100,228 175,176 (150,000) 150,000 250,000 (202) (229) 323 40,003 (10,204) 43,879 (4,149) (37,610) 182,325 232 596 (36,863) 10,765 141,416 36,863 (8,971) 15,295 (516) 91,349 (1,062) (1,205) (248) (20,576) (41,273) (96,025) (33,787) (9,456) (1,000,000) 1,000,000 1,114 75,955 110,163 1,449 245 (544) (77,322) 49,171 (8,970) 183,383 582,485 (160,224) (433,537) (511) (62) (906) 3,589 94,197 (35,881) 300,000 (48,789) (42,341) (423) 35,881 24,703 (500,000) (200,000) 198,593 (198,593) (2,011) 89,701 107,275 (500,000) 500,000 2,156,890 5,563 (90) 40,366 5,496 100,000 123,312 13,008 63,680 18 379,896 (400,000) 142,158 141,860 3,982 (347,319) (826) (3,588) Price (AUD) 0.34 0.34 0.33 0.33 0.33 0.34 0.33 0.33 0.26 0.26 0.27 0.26 0.24 0.24 0.26 0.26 0.26 0.24 0.24 0.26 0.26 0.26 0.26 0.24 0.25 0.25 0.26 0.26 0.26 0.26 0.24 0.25 0.25 0.26 0.25 0.25 0.25 0.25 0.26 0.25 0.27 0.27 0.27 0.27 0.27 0.27 0.27 0.27 0.27 0.27 0.27 0.27 0.27 0.27 0.27 0.27 0.27 0.26 0.26 0.26 0.26 0.26 0.26 0.26 0.26 0.26 0.23 0.24 0.24 0.23 0.26 0.23 0.24 0.23 0.23 0.19 0.20 0.23 0.23 0.19 0.20 0.20 0.20 0.20 0.19 0.20 0.19 0.20 0.19 0.19 0.20 0.20 0.20 0.20 0.20 0.20 0.20 0.19 0.19 Consideration $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 9,710.65 1,189,993.02 547.80 419.10 5,921.85 6,101.30 16,677.54 3,037.32 112,499.90 105,500.00 139,838.83 10,629.58 1,566,399.87 1,638.00 7,950.90 1,198.50 2,287.10 17,222.88 609.36 55,619.07 46.41 57,135.81 46,643.84 166.08 1,121.25 2,197.90 10,440.98 21.42 22,018.49 25,558.14 42,042.24 50.50 57.25 82.37 10,000.75 2,551.00 10,969.75 1,037.25 48,115.20 58.00 160.92 9,953.01 2,906.55 38,182.32 9,953.01 2,422.17 4,053.18 136.74 24,207.49 281.43 319.33 66.96 5,452.64 10,937.35 25,446.63 8,953.56 2,505.84 289.64 19,748.30 28,642.38 376.74 63.70 141.44 20,103.72 12,784.46 2,332.20 135,000.22 37,835.14 101,881.20 117.53 16.12 208.38 870.33 21,665.31 8,252.63 55,500.00 9,513.86 9,526.73 97.29 6,817.39 39,000.00 39,718.60 38,725.64 392.15 17,410.96 20,918.63 1,056.97 17.55 7,669.54 1,044.24 3.65 74,269.67 78,000.00 28,431.60 27,662.70 776.49 67,727.21 156.94 681.72 1/3 TRADES FOR RELEVANT PERIOD 11-Jan-24 11-Jan-24 11-Jan-24 12-Jan-24 12-Jan-24 12-Jan-24 12-Jan-24 12-Jan-24 12-Jan-24 12-Jan-24 12-Jan-24 12-Jan-24 12-Jan-24 12-Jan-24 15-Jan-24 15-Jan-24 16-Jan-24 16-Jan-24 16-Jan-24 16-Jan-24 16-Jan-24 16-Jan-24 16-Jan-24 16-Jan-24 16-Jan-24 16-Jan-24 16-Jan-24 16-Jan-24 16-Jan-24 16-Jan-24 16-Jan-24 16-Jan-24 17-Jan-24 17-Jan-24 17-Jan-24 17-Jan-24 17-Jan-24 17-Jan-24 17-Jan-24 17-Jan-24 18-Jan-24 18-Jan-24 18-Jan-24 18-Jan-24 18-Jan-24 19-Jan-24 19-Jan-24 19-Jan-24 22-Jan-24 22-Jan-24 22-Jan-24 22-Jan-24 22-Jan-24 23-Jan-24 23-Jan-24 23-Jan-24 23-Jan-24 23-Jan-24 23-Jan-24 23-Jan-24 23-Jan-24 23-Jan-24 24-Jan-24 24-Jan-24 24-Jan-24 24-Jan-24 24-Jan-24 24-Jan-24 24-Jan-24 24-Jan-24 25-Jan-24 25-Jan-24 25-Jan-24 25-Jan-24 25-Jan-24 25-Jan-24 25-Jan-24 29-Jan-24 29-Jan-24 29-Jan-24 29-Jan-24 30-Jan-24 30-Jan-24 30-Jan-24 30-Jan-24 30-Jan-24 30-Jan-24 30-Jan-24 31-Jan-24 31-Jan-24 31-Jan-24 31-Jan-24 31-Jan-24 31-Jan-24 31-Jan-24 31-Jan-24 31-Jan-24 31-Jan-24 1-Feb-24 1-Feb-24 1-Feb-24 1-Feb-24 1-Feb-24 1-Feb-24 1-Feb-24 2-Feb-24 2-Feb-24 2-Feb-24 2-Feb-24 2-Feb-24 2-Feb-24 2-Feb-24 5-Feb-24 5-Feb-24 5-Feb-24 5-Feb-24 5-Feb-24 5-Feb-24 5-Feb-24 5-Feb-24 5-Feb-24 6-Feb-24 6-Feb-24 6-Feb-24 6-Feb-24 6-Feb-24 6-Feb-24 6-Feb-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Buy Buy Borrow Return Borrow Return Borrow Borrow Return Buy Buy Sell Buy Sell Sell Sell Borrow Return Sell Sell Buy Sell Sell Buy Sell Sell Buy Buy Buy Sell Sell Sell Sell Sell Sell Sell Borrow Sell Buy Sell Sell Sell Sell Sell Buy Sell Sell Sell Buy Sell Sell Buy Sell Buy Sell Buy Borrow Return Buy Sell Sell Buy Sell Buy Buy Sell Borrow Return Sell Buy Sell Buy Sell Buy Buy Buy Sell Buy Sell Sell Sell Buy Buy Buy Sell Buy Sell Buy Buy Buy Sell Sell Sell Buy Borrow Return Buy Buy Buy Sell Sell Buy Sell Sell Borrow Sell Sell Buy Sell Sell Buy Borrow Return Buy Buy Sell Sell Buy Borrow Return Borrow Borrow Borrow Return Sell Sell Sell Sell Sell Sell Buy Sell Sell Buy Sell Sell Sell Buy 164,617 347,319 (1,300,000) (90,055) 90,055 (43,110) 5,000 142,158 (130,317) 32,880 (35,881) (4,486) (70,713) (1,800,000) (100,000) (358) 1,605 (1,605) (379,914) 179,402 (60,000) (142,158) 39,748 605 6,102 (130,606) (149) (53,821) (179,402) (18,403) (301,550) (35,879) 1,200,000 (11,841) 1,266 (215) (71) (107,642) (597) (62,791) 2,100 (2,881) (5,680) (119,841) 56,910 (189) (107,642) 173,219 (47,797) 10,765 (53,821) 189,748 (132,390) 954 (954) (954) 179,402 (2,397) 35,881 228,852 (179,402) (76,890) (1,211) 1,211 (57,372) 2,818 (854) 71,761 7,177 239,250 (800) 185,516 (435) (130,426) (17,940) 132,757 17,940 179,402 (71,762) 233,291 (179,402) 10,000 64,245 30,894 (1,451) (53,820) (1,016) 209,051 (1,500,000) 100,000 230 3,145 (298) (44,860) 616,752 (71,776) (377,682) 150,000 (100,000) (743) 71,777 (2,104) (24,813) 215,919 (60,500) 110,248 14,400 (152,541) (8,957) 413,673 (3,393) 60,000 335,572 (335,572) (64,245) (30,894) (1,640) (206) (10,766) (3,589) 43,448 (1,591) (5,000) 70 (391) (132,971) (6,995) 70,284 0.20 0.20 0.21 0.21 0.21 0.20 0.21 0.21 0.21 0.22 0.21 0.21 0.21 0.20 0.21 0.21 0.20 0.21 0.21 0.21 0.21 0.21 0.21 0.21 0.21 0.21 0.21 0.20 0.21 0.21 0.21 0.21 0.21 0.21 0.21 0.21 0.21 0.21 0.21 0.21 0.21 0.21 0.21 0.21 0.21 0.21 0.20 0.20 0.20 0.21 0.20 0.20 0.20 0.21 0.20 0.20 0.21 0.20 0.20 0.20 0.20 0.20 0.20 0.19 0.20 0.19 0.20 0.19 0.20 0.19 0.19 0.19 0.19 0.20 0.20 0.20 0.19 0.20 0.20 0.20 0.19 0.20 0.20 0.20 0.20 0.20 0.20 0.20 0.19 0.20 0.20 0.19 0.19 0.20 0.20 0.20 0.20 0.20 0.20 0.19 0.19 0.19 0.20 0.19 0.19 0.19 0.18 0.18 0.18 0.19 0.18 0.18 0.18 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Appendix 32,100.32 67,727.21 1,050.00 29,853.18 27,366.57 6,411.60 7,535.01 919.63 14,849.73 21,500.00 75.18 337.05 337.05 76,433.00 37,674.42 12,300.00 28,431.60 8,347.08 127.05 1,281.42 27,427.26 31.29 11,302.41 37,674.42 3,864.63 63,325.50 7,534.59 2,368.20 259.53 45.15 14.56 22,066.61 122.39 12,872.16 441.00 605.01 1,164.40 25,001.47 11,951.10 39.69 22,604.82 36,375.99 9,798.39 2,260.65 11,033.31 38,898.34 186.03 186.03 186.03 36,777.41 467.42 6,996.80 44,626.14 36,777.41 236.15 236.15 11,761.26 549.51 166.53 13,993.40 1,417.46 46,653.75 156.00 34,320.46 84.83 24,128.81 3,498.30 24,560.05 3,498.30 33,189.37 13,634.78 44,325.29 33,189.37 2,000.00 12,527.78 6,024.33 275.69 10,494.90 198.12 40,764.95 19,250.00 44.85 613.28 58.11 8,747.70 120,266.64 13,996.32 73,647.99 18,939.20 144.89 13,996.52 399.76 4,714.47 42,104.21 21,498.36 2,808.00 29,745.50 1,746.62 80,666.24 12,206.55 5,715.39 303.40 40.17 2,045.54 681.91 8,037.88 286.38 900.00 12.60 72.34 23,934.78 1,259.10 12,651.12 2/3 TRADES FOR RELEVANT PERIOD 7-Feb-24 7-Feb-24 7-Feb-24 7-Feb-24 7-Feb-24 8-Feb-24 8-Feb-24 8-Feb-24 8-Feb-24 8-Feb-24 8-Feb-24 9-Feb-24 9-Feb-24 9-Feb-24 9-Feb-24 9-Feb-24 9-Feb-24 9-Feb-24 12-Feb-24 12-Feb-24 12-Feb-24 12-Feb-24 12-Feb-24 12-Feb-24 13-Feb-24 13-Feb-24 13-Feb-24 13-Feb-24 13-Feb-24 13-Feb-24 13-Feb-24 13-Feb-24 13-Feb-24 13-Feb-24 13-Feb-24 13-Feb-24 13-Feb-24 13-Feb-24 14-Feb-24 14-Feb-24 14-Feb-24 14-Feb-24 14-Feb-24 14-Feb-24 14-Feb-24 15-Feb-24 15-Feb-24 15-Feb-24 15-Feb-24 15-Feb-24 15-Feb-24 15-Feb-24 15-Feb-24 15-Feb-24 15-Feb-24 16-Feb-24 16-Feb-24 16-Feb-24 16-Feb-24 16-Feb-24 16-Feb-24 16-Feb-24 16-Feb-24 16-Feb-24 16-Feb-24 16-Feb-24 16-Feb-24 16-Feb-24 16-Feb-24 16-Feb-24 16-Feb-24 16-Feb-24 16-Feb-24 16-Feb-24 16-Feb-24 16-Feb-24 16-Feb-24 Balance at End of relevant period J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES PLC JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES LLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE

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